Our Team

Our Team

Krista S. Zipfel, CFA , President & CEO

Phone: 949.250.1855 Ext. 251
Email: krista@advisorsolutionsgroup.com

Advisor Solutions Group, Inc. ("ASG") is wholly owned and operated by Krista S. Zipfel, CFA. Krista founded ASG in 2003 after a decade of working for registered investment advisory firms ranging from $50 million to $5 billion in assets under management, serving both retail and institutional clients...

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She has worked in the areas of compliance, portfolio management, client service, marketing, research, portfolio administration, operations, trading, and accounting. She has provided valuable advice to CEOs, Presidents, CIOs, portfolio managers, analysts, and administrative and operational staff. She understands your organization’s needs.

Krista graduated Summa Cum Laude with a BA in Management and Business Administration from Pacific Christian College. She holds an MBA with a Finance emphasis from California State University, Fullerton. She holds the Chartered Financial Analyst designation from the CFA Institute.

Krista is a member of and currently serves on the Board of Directors for the National Society of Compliance Professionals (NSCP). She is a member and Past President of the Southern California Compliance Group (SCCG). She is a frequent speaker on regulatory topics for NSCP, CFAOC, IA Watch, and other events. She is a member of the CFA Institute, an active member and former president of the CFA Society of Orange County (CFAOC). She is the founder, former chair, and current board member of the CFA Society of Orange County Foundation (CFAOCF).

Michael Quinn, Senior Compliance Consultant

Phone: 949.250.1855 Ext. 231
Email: michael@advisorsolutionsgroup.com

Michael joined Advisor Solutions Group, Inc. in 2011. He serves our clients as a senior consultant conducting regulatory compliance analysis and providing customized consulting to clients...

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Prior to joining ASG, he was a Senior Vice President in the legal department of Trust Company of the West, a registered investment adviser with over $100 billion in assets under management. In that capacity, Michael had significant supervisory responsibilities for legal and regulatory compliance in the areas of contract formation and documentation, trading, portfolio management, performance analytics and reporting, proxy voting, client suitability, and advertising…

Michael graduated with a BA in Government from the University of San Francisco. He also holds a JD from the University of Southern California, where he graduated Order of the Coif and as an Executive Editor of the Law Review.

None of ASG's services should be considered legal advice. Advisor Solutions Group, Inc. and its employees do not provide legal advice. ASG will work together with your attorney. Services provided by a lawyer will be at a separate cost to services provided by ASG.

Casey Jones, Compliance Consultant

Phone: 949.250.1855 Ext. 243
Email: casey@advisorsolutionsgroup.com

Since 2007, Casey Jones has performed mock audits, created policies & procedures and Form ADV disclosures, assisted with registration functions, created forms and logs, authored informational handouts, and performed a broad array of additional customized consulting services for ASG's Registered Investment Adviser clients, all with thorough attention to detail and follow-through…

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Casey began his career in the securities industry in 1999 as a Registered Representative with Irvine based Finance 500, Inc. After seven years in sales, he transitioned to the compliance side of the business first as a compliance assistant with a local boutique broker-dealer and later as consultant to several Southern California broker-dealers through San Diego based Compliance 911 Solutions, LLC. Casey graduated with a liberal studies degree from California State University Long Beach in 1995. He is a member of the Southern California Compliance Group and the National Society of Compliance Professionals, and has previously held several securities licenses, including the Series 7 & 24.

Casey enjoys music, philately, and spending time with his twins, Oliver & Charlotte.

 

Cynthia L. Mills, Compliance Consultant

Phone: 949.250.1855 Ext. 217
Email: cynthia@advisorsolutionsgroup.com

Cynthia joined Advisor Solutions Group, Inc. in 2013. As a compliance consultant, Cynthia consults with our federal and state registered investment adviser clients regarding their compliance obligations. She serves clients by drafting and reviewing their disclosure brochures and written policies and procedures and conducting annual reviews of their compliance programs…

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Cynthia’s introduction into the securities industry began at Trust Company of the West, a registered investment adviser. She provided contract administration services to separate account clients and served as a legal assistant for the legal department, while simultaneously earning her law degree.

Cynthia has a JD from Loyola Law School and BA in music from California State University Northridge. She is a member of the National Society of Compliance Professionals and the Southern California Compliance Group. Cynthia earned the Claritas® Investment Certificate – June 2014.

None of ASG’s services should be considered legal advice. Advisor Solutions Group, Inc. and its employees do not provide legal advice. ASG will work together with your attorney. Services provided by a lawyer will be at a separate cost to services provided by ASG. Claritas® and Claritas Investment Certificate are trademarks owned by CFA Institute.

Jacqueline Campbell, Compliance Consultant

Phone: 949.250.1855 Ext. 244
Email: jackie@advisorsolutionsgroup.com

Jackie joined Advisor Solutions Group, Inc. in 2010. Jackie works with SEC- and state-registered investment advisers to review and draft disclosure documents, compliance manuals, and marketing materials, and to perform annual reviews to assist advisers with the ongoing implementation of their compliance program. Jackie is a member of the National Society of Compliance Professionals (NSCP) and the Southern California Compliance Group (SCCG).

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Jackie graduated from California State University, Long Beach with a bachelor’s degree in Business Administration with a concentration in Finance.

Rodrigo Arce, Compliance Analyst

Phone: 949.250.1855 Ext. 206
Email: rodrigo@advisorsolutionsgroup.com

Rodrigo joined Advisor Solutions Group, Inc. in 2015 as Administrative Assistant. He graduated from California State University, Fullerton in December 2016 with a BA in Business Management with an emphasis in Operations and subsequently started working as a Compliance Analyst at ASG…

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Rodrigo is originally from El Salvador, the son of a CPA father and partner of Ernst & Young C.A. and a bookkeeper mother. Going into college he had not expected he would follow in his parents’ footsteps, but was later intrigued and drawn in by the numbers in his accounting courses. Working in the compliance industry and with investment advisers, Rodrigo quickly realized a new door had opened toward a whole new kind of knowledge. He is currently working to become more familiarized with the industry and all the rules and regulations that come with investing and money management.

On a personal side, Rodrigo enjoys spending time with friends and family; and values every moment he gets to be close to them. He enjoys food and recently went back to working on his fitness to keep a proper balance between eating and staying fit. Whenever he gets the chance, he also enjoys traveling and taking trips to new places and tasting different foods. He hopes to one day be able to travel to all the beautiful places our country has to offer as well as see the beauty all over the world.

Jaclyn Salorio, Compliance Analyst

Phone: 949.250.1855 Ext. 200
Email: jaclyn@advisorsolutionsgroup.com

Jaclyn joined Advisor Solutions Group, Inc. in 2016. She assists ASG’s compliance consultants by performing testing, reviewing marketing materials, drafting disclosure documents, and helping with special projects. Jaclyn is a member of the National Society of Compliance Professionals (NSCP) and the Southern California Compliance Group (SCCG)…

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Jaclyn graduated from Pepperdine University in Malibu with a bachelor’s degree in Liberal Arts with a concentration in Mathematics. She enjoys spending time with friends and family, being outdoors and staying physically active with CrossFit and Bikram yoga.

Heather Roberts, Operations Manager

Phone: 949.250.1855 Ext. 252
Email: heather@advisorsolutionsgroup.com

Heather joined Advisor Solutions Group, Inc. in 2010. Heather is the Operations Manager in charge of Human Resources, Daily Operations and helps manage the Business Development process. She also serves as assistant to the company's President & CEO…

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Prior to joining ASG she worked as a compliance officer for a private healthcare firm. Heather graduated from the California State University Long Beach with a bachelor's degree in HealthCare Administration. She is actively involved in the community through volunteer work and passionate about cooking, hiking, and being outdoors.